Date Posted: Sep 17, 2010

Retail Brokerage Summer 2010 Quarterly Report

Within the over 200 member firms of IIROC are a handful of companies that don’t exactly fit the mould. The lead story in the latest issue of The Retail Brokerage Report examines these firms and discusses the rationale behind their choice to join IIROC rather than follow the example of their competitors that are supervised by the securities commissions. It’s not just their IIROC membership badge that joins these firms, but also a dedication to the investment needs of the high net worth investor. Whether you are interested in the brokerage industry, wealth management regulation, or the increasingly competitive world of discretionary management, this research article will be valuable information.
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